HomeTagsFinra

Finra

Canadian Government Releases Final AML Regulations for Crypto Businesses

Canada has introduced AML regulations in response to concerns about money laundering and terrorist financing.

Op Ed: The Latest on FINRA and SEC Security Token and Custody Rules

What does the SEC and FINRA joint statement on broker-dealer custody of digital asset securities mean for the cryptocurrency space?

Cartoon: Distorting Mirrors

Ultimately, regulators view the blockchain industry through distorting mirrors.

How Japan Is Creating a Template for Cryptocurrency Regulation

By giving clarity to an industry that has long operated with little or no oversight, Japan is setting the stage for a future when cryptocurrencies will play a larger role.

Regulatory Clarity Should Lead to More Capital Investment in Crypto: Panel

At Distributed: Markets in Chicago, panel experts weighed in on “Crypto Regulation: Striking a Balance Between Compliance and Growth.”

Cofounder’s FINRA Suspension Could Hold Consequences for Tezos

FINRA has fined Tezos cofounder Arthur Breitman $20,000 and suspended him from associating with broker-dealers for two years.

SEC/NASAA Ring in 2018 by Hinting at Need for (More) Cryptocurrency Regulation

Yesterday, January 4, 2018, the three prominent figures of the U.S. Securities and Exchange Commission (SEC) endorsed the concerns raised in the North American Securities...
- Advertisment -

LATEST ARTICLES